Personnel Hong Kong SFC License Details (ID 2150779)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2017-02-21	2020-11-14
	Rep	Dealing in securities	2017-02-21	2020-11-14
BOCI RESEARCH LIMITED	Rep	Advising on securities	2015-12-07	2016-11-30
	Rep	Advising on securities	2013-10-23	2015-06-30