Webb-site Legacy
En
Home
Faulkner, Thomas Frederick (SFC:BBY700) Hong Kong SFC License Details (ID 2151486)
Faulkner, Thomas Frederick (SFC:BBY700)
SFC ID:
BBY700
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
BALLINGAL INVESTMENT ADVISORS LIMITED
Rep
Advising on futures contracts
2013-10-24
2013-12-31
Rep
Advising on securities
2013-10-24
2013-12-31
Rep
Asset management
2013-10-24
2013-12-31