| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Global Prosperity Financial Company Limited | Rep | Advising on securities | 2026-08-17 | - |
| Rep | Dealing in securities | 2026-08-17 | - | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-09-01 | 2023-08-04 |
| Rep | Dealing in securities | 2020-08-06 | 2023-08-04 | |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-11 | 2020-07-11 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-10-24 | 2017-04-13 |
No HKMA registrations in the collected records.