Personnel Hong Kong SFC License Details (ID 2151499)

Personnel Hong Kong SFC License Details (ID 2151499)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Antects Asset Management Limited	Rep	Advising on securities	2025-09-24	-
	Rep	Asset management	2025-09-24	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-11-26	2023-09-25
	Rep	Dealing in securities	2014-11-26	2023-09-25
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2014-11-26	2023-09-25
	Rep	Dealing in securities	2014-11-26	2023-09-25
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2013-10-24	2014-10-20