Personnel Hong Kong SFC License Details (ID 2151508)

Personnel Hong Kong SFC License Details (ID 2151508)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORI Capital Limited	Rep	Asset management	2022-04-19	2023-12-29
GL China Equity HK Management Limited	Rep	Advising on securities	2021-08-12	2022-02-28
	Rep	Asset management	2021-07-12	2022-02-28
BEA Union Investment Management Limited	Rep	Asset management	2019-09-19	2021-06-01
Conning Asia Pacific Limited	Rep	Advising on securities	2018-08-29	2019-07-31
	Rep	Asset management	2018-08-29	2019-07-31
	Rep	Dealing in securities	2018-08-29	2019-07-31
FIDELITY MANAGEMENT &AMP; RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS)	Rep	Advising on securities	2014-05-02	2017-10-10
Pyramis Global Advisors (Hong Kong) Limited	Rep	Advising on securities	2013-10-24	2014-04-30