Personnel Hong Kong SFC License Details (ID 2151513)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2026-07-17	2026-07-21
	Rep	Dealing in securities	2026-07-17	2026-07-21
	Rep	Dealing in futures contracts	2026-05-22	2026-05-29
	Rep	Dealing in securities	2026-05-22	2026-05-29
	Rep	Dealing in futures contracts	2026-03-10	2026-03-14
	Rep	Dealing in securities	2026-03-10	2026-03-14
	Rep	Dealing in futures contracts	2025-12-01	2025-12-07
	Rep	Dealing in securities	2025-12-01	2025-12-07
	Rep	Dealing in futures contracts	2025-05-26	2025-05-31
	Rep	Dealing in securities	2025-05-26	2025-05-31
	Rep	Dealing in futures contracts	2025-02-21	2025-02-26
	Rep	Dealing in securities	2025-02-21	2025-02-26
	Rep	Dealing in futures contracts	2024-09-20	2024-09-25
	Rep	Dealing in securities	2024-09-20	2024-09-25
	Rep	Dealing in futures contracts	2024-05-24	2024-06-07
	Rep	Dealing in securities	2024-05-24	2024-06-07
	Rep	Dealing in futures contracts	2024-03-12	2024-03-15
	Rep	Dealing in securities	2024-03-12	2024-03-15
	Rep	Dealing in futures contracts	2023-11-21	2023-11-24
	Rep	Dealing in securities	2023-11-21	2023-11-24
	Rep	Dealing in futures contracts	2023-09-12	2023-09-17
	Rep	Dealing in securities	2023-09-12	2023-09-17
	Rep	Dealing in futures contracts	2023-06-08	2023-06-13
	Rep	Dealing in securities	2023-06-08	2023-06-13
	Rep	Dealing in futures contracts	2023-04-14	2023-04-21
	Rep	Dealing in securities	2023-04-14	2023-04-21
	Rep	Dealing in futures contracts	2014-05-22	2022-07-27
	Rep	Dealing in securities	2013-10-24	2022-07-27