Personnel Hong Kong SFC License Details (ID 21532525)

Personnel Hong Kong SFC License Details (ID 21532525)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABAX GLOBAL CAPITAL (HONG KONG) LIMITED	RO	Advising on securities	2026-06-11	-
	RO	Asset management	2007-05-04	-
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-05-19	2007-03-01
	Rep	Advising on securities	2005-05-19	2007-03-01
	Rep	Dealing in securities	2005-05-19	2007-03-01
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	2003-04-01	2005-01-25
	Rep	Providing automated trading services	2003-04-01	2005-03-23
	Rep	Advising on corporate finance	2003-04-01	2007-03-01
	Rep	Advising on securities	2003-04-01	2007-03-01
	Rep	Dealing in securities	2003-04-01	2007-03-01