Personnel Hong Kong SFC License Details (ID 2153476)

Personnel Hong Kong SFC License Details (ID 2153476)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2023-02-20	2024-11-29
	Rep	Dealing in securities	2023-02-20	2024-11-29
abrdn Hong Kong Limited	Rep	Asset management	2017-05-08	2022-10-31
	Rep	Advising on securities	2017-04-10	2022-10-31
	Rep	Dealing in securities	2017-04-10	2022-10-31
STATE STREET GLOBAL ADVISORS ASIA LIMITED	Rep	Advising on futures contracts	2013-10-28	2017-02-07
	Rep	Advising on securities	2013-10-28	2017-02-07
	Rep	Asset management	2013-10-28	2017-02-07