| Marex Financial Services Hong Kong Limited | RO | Dealing in futures contracts | 2023-01-09 | - |
| RO | Dealing in securities | 2023-01-09 | - |
| Rep | Dealing in futures contracts | 2022-10-17 | 2023-01-09 |
| Rep | Dealing in securities | 2022-10-17 | 2023-01-09 |
| Sunrise Brokers (Hong Kong) Limited | RO | Dealing in futures contracts | 2021-05-05 | 2022-05-20 |
| RO | Dealing in securities | 2021-05-05 | 2022-05-20 |
| Rep | Dealing in futures contracts | 2018-05-15 | 2021-05-05 |
| Rep | Dealing in securities | 2018-05-15 | 2021-05-05 |
| Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2014-12-12 | 2018-03-30 |
| Rep | Dealing in securities | 2014-12-12 | 2018-03-30 |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2013-10-29 | 2014-11-30 |
| Rep | Dealing in securities | 2013-10-29 | 2014-11-30 |