Personnel Hong Kong SFC License Details (ID 2154201)

Personnel Hong Kong SFC License Details (ID 2154201)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mirae Asset Securities (HK) Limited	RO	Advising on corporate finance	2018-01-30	2020-04-29
	RO	Advising on securities	2018-01-30	2020-04-29
	RO	Dealing in securities	2018-01-30	2020-04-29
Widus Investment Limited	RO	Asset management	2017-06-22	2017-11-24
Mirae Asset Securities (HK) Limited	Rep	Dealing in securities	2017-03-01	2018-01-30
	RO	Asset management	2017-03-01	2020-04-29
DAEWOO SECURITIES (HONG KONG) LIMITED	RO	Asset management	2017-02-07	2017-02-28
	Rep	Dealing in securities	2015-12-22	2017-02-28
	Rep	Asset management	2013-10-30	2017-02-07