Personnel Hong Kong SFC License Details (ID 2154205)

Personnel Hong Kong SFC License Details (ID 2154205)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2017-09-04	2024-12-31
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2017-09-04	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2017-07-24	-
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2017-07-24	-
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2017-07-24	-
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2015-08-26	2017-06-03
Hafoo Securities Limited	Rep	Dealing in securities	2015-07-28	2015-07-31
Annum Asset Management (Hong Kong) Limited	Rep	Asset management	2013-10-30	2015-06-15
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2013-10-30	2015-06-15
	Rep	Dealing in securities	2013-10-30	2015-06-15