Personnel Hong Kong SFC License Details (ID 2154206)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Harbour Corporate Finance Limited	RO	Dealing in securities	2017-09-11	2020-04-21
	RO	Advising on corporate finance	2017-09-11	2022-06-14
KGI CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2017-02-08	2017-04-19
	RO	Dealing in securities	2017-02-08	2017-04-19
	Rep	Advising on corporate finance	2013-10-30	2017-02-08
	Rep	Dealing in securities	2013-10-30	2017-02-08
	Rep	Advising on securities	2013-10-30	2017-04-19