Personnel Hong Kong SFC License Details (ID 2154211)

Personnel Hong Kong SFC License Details (ID 2154211)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bowman and Fitzhugh Asset Management Limited	RO	Asset management	2018-06-26	2023-03-31
SFG Fund Limited	RO	Asset management	2017-01-05	2018-05-18
Vantage New Generation Securities Limited	RO	Advising on securities	2016-03-18	2016-11-04
	RO	Dealing in securities	2016-03-18	2016-11-04
Leading Securities Company Limited	RO	Advising on securities	2015-02-12	2016-02-01
	RO	Asset management	2015-02-12	2016-02-01
	RO	Dealing in securities	2015-02-12	2016-02-01
MARSH INVESTMENT SOLUTIONS (HK) LIMITED	Rep	Advising on securities	2013-10-30	2013-12-17