Personnel SFC Licences and HKMA Registrations (ID 2157277)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Bosera Asset Management (International) Co., Limited	RO	Dealing in securities	2022-04-26	-
	Rep	Advising on securities	2021-10-04	-
	Rep	Asset management	2021-10-04	-
	Rep	Dealing in securities	2021-10-04	2022-04-26
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2019-06-04	2021-09-01
	Rep	Asset management	2019-06-04	2021-09-01
	Rep	Dealing in securities	2019-06-04	2021-09-01
CSOP Asset Management Limited	Rep	Dealing in securities	2015-07-22	2017-09-20
	Rep	Advising on securities	2013-11-01	2017-09-20
	Rep	Asset management	2013-11-01	2017-09-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.