Personnel SFC Licences and HKMA Registrations (ID 2157278)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CSOP Asset Management Limited	Rep	Advising on securities	2018-06-28	-
	RO	Advising on securities	2017-11-29	2018-06-28
	Rep	Asset management	2013-11-01	-
	Rep	Advising on securities	2013-11-01	2017-11-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.