| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KOREA INVESTMENT & SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2019-11-22 | - |
| RO | Advising on securities | 2019-03-05 | - | |
| RO | Dealing in securities | 2019-03-05 | - | |
| Rep | Advising on securities | 2018-11-30 | 2019-03-05 | |
| Rep | Dealing in securities | 2018-11-30 | 2019-03-05 | |
| Mirae Asset Securities (HK) Limited | RO | Dealing in securities | 2018-01-16 | 2018-09-30 |
| RO | Dealing in futures contracts | 2017-09-18 | 2018-09-30 | |
| Rep | Dealing in securities | 2017-03-01 | 2018-01-16 | |
| Rep | Advising on securities | 2017-03-01 | 2018-09-30 | |
| DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-16 | 2017-02-28 |
| Rep | Dealing in securities | 2013-11-04 | 2017-02-28 |
No HKMA registrations in the collected records.