| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-03-26 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-06-17 | - |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-06-17 | - |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2015-03-23 | 2015-06-08 |
| Rep | Dealing in securities | 2015-03-23 | 2015-06-08 | |
| TFI Securities and Futures Limited | Rep | Dealing in futures contracts | 2013-11-04 | 2015-02-17 |
| Rep | Dealing in securities | 2013-11-04 | 2015-02-17 |
No HKMA registrations in the collected records.