Personnel SFC Licences and HKMA Registrations (ID 2157295)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2025-05-13	-
HING WONG SECURITIES LIMITED	Rep	Dealing in securities	2022-10-13	2025-04-22
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2015-09-09	2022-10-05
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2013-11-01	2015-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.