Personnel SFC Licences and HKMA Registrations (ID 2157301)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Ninety One Hong Kong Limited	Rep	Advising on securities	2021-07-13	-
	Rep	Asset management	2021-07-13	-
	Rep	Dealing in securities	2021-07-13	-
FIL Investment Advisors	Rep	Advising on securities	2015-03-02	2021-06-16
	Rep	Asset management	2015-03-02	2021-06-16
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2015-03-02	2021-06-16
	Rep	Asset management	2015-03-02	2021-06-16
	Rep	Dealing in securities	2015-03-02	2021-06-16
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2013-11-04	2015-01-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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