Personnel SFC Licences and HKMA Registrations (ID 21573601)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2026-08-17	-
	Rep	Dealing in securities	2026-08-17	-
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2021-05-12	2026-07-31
	Rep	Dealing in securities	2021-05-12	2026-07-31
China Securities (International) Brokerage Company Limited	Rep	Advising on securities	2018-08-06	2021-04-23
	Rep	Dealing in securities	2018-08-06	2021-04-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.