Personnel SFC Licences and HKMA Registrations (ID 21579082)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2024-01-22	-
	Rep	Dealing in securities	2024-01-22	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2021-08-12	-
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2021-08-12	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2019-10-18	2019-10-22
	Rep	Dealing in securities	2018-08-06	2018-08-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.