Personnel Hong Kong SFC License Details (ID 2158792)

Personnel Hong Kong SFC License Details (ID 2158792)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Triata Capital Limited	Rep	Advising on securities	2021-09-03	-
	Rep	Asset management	2021-09-03	-
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-12-18	2021-08-20
	Rep	Asset management	2015-01-19	2021-08-20
	Rep	Dealing in securities	2015-01-19	2021-08-20
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2013-11-06	2015-01-02
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2013-11-06	2015-01-02