Personnel Hong Kong SFC License Details (ID 2160382)

Personnel Hong Kong SFC License Details (ID 2160382)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mighty Divine Investment Management Limited	Rep	Asset management	2019-07-22	2021-04-17
Great Wall Pan Asia Asset Management Limited	Rep	Advising on securities	2017-12-01	2019-06-30
	Rep	Asset management	2017-12-01	2019-06-30
	Rep	Dealing in securities	2017-12-01	2019-06-30
Anbang Asset Management (Hong Kong) Co. Limited	Rep	Advising on securities	2016-10-19	2017-10-13
	Rep	Asset management	2016-10-19	2017-10-13
	Rep	Dealing in securities	2016-10-19	2017-10-13
BOCOM International Securities Limited	Rep	Advising on securities	2014-11-19	2016-10-14
China Orient International Asset Management Limited	Rep	Advising on securities	2013-11-08	2014-09-19
	Rep	Asset management	2013-11-08	2014-09-19