Personnel SFC Licences and HKMA Registrations (ID 2160389)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2022-09-30	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-09-30	-
	Rep	Dealing in securities	2022-09-30	-
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2013-11-08	2014-05-31
	Rep	Advising on securities	2013-11-08	2014-05-31
	Rep	Dealing in securities	2013-11-08	2014-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.