Personnel SFC Licences and HKMA Registrations (ID 2161966)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Templewater Hong Kong Limited	RO	Asset management	2019-05-08	-
	RO	Advising on securities	2017-12-06	-
	RO	Dealing in securities	2017-12-06	-
	Rep	Advising on securities	2017-07-21	2017-12-06
	Rep	Dealing in securities	2017-07-21	2017-12-06
	Rep	Advising on securities	2013-11-12	2017-01-20
	Rep	Dealing in securities	2013-11-12	2017-01-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.