Personnel Hong Kong SFC License Details (ID 2163356)

Personnel Hong Kong SFC License Details (ID 2163356)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2023-03-16	-
	Rep	Dealing in securities	2023-03-16	-
PING AN SECURITIES (HONG KONG) FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2018-06-29	2019-03-11
	Rep	Dealing in futures contracts	2018-06-29	2019-03-11
Ping An Securities (Hong Kong) Holdings Company Limited	Rep	Advising on securities	2017-03-16	2019-03-11
	Rep	Dealing in securities	2017-03-16	2019-03-11
GAIN CAPITAL - FOREX.COM HONG KONG LIMITED (TRADING AS FOREX.COM HONG KONG, FOREX.COM ASIA PACIFIC, GAIN CAPITAL FOREX)	Rep	Leveraged foreign exchange trading	2013-11-14	2016-11-25