| Credit Suisse (Hong Kong) Limited | Rep | Advising on futures contracts | 2022-11-22 | 2024-08-19 |
| Rep | Advising on securities | 2022-11-22 | 2024-09-30 |
| Rep | Dealing in futures contracts | 2022-11-22 | 2024-09-30 |
| Rep | Dealing in securities | 2022-11-22 | 2024-09-30 |
| Rep | Advising on securities | 2015-09-24 | 2017-04-14 |
| Rep | Dealing in futures contracts | 2015-09-24 | 2017-04-14 |
| Rep | Dealing in securities | 2015-09-24 | 2017-04-14 |
| Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2015-04-20 | 2015-07-07 |
| Rep | Advising on securities | 2015-04-20 | 2015-07-07 |
| Rep | Dealing in securities | 2013-11-14 | 2015-07-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2013-11-14 | 2015-07-07 |