Personnel SFC Licences and HKMA Registrations (ID 2164199)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Cosmos One Capital Limited	RO	Advising on securities	2026-07-31	-
	RO	Asset management	2026-07-31	-
Waymaker Asset Management Co. Limited	RO	Advising on securities	2017-04-24	2023-05-16
	RO	Asset management	2017-04-24	2023-05-16
	Rep	Advising on securities	2016-07-04	2017-04-24
	Rep	Asset management	2016-07-04	2017-04-24
TC CAPITAL MANAGEMENT LIMITED (HK)	Rep	Asset management	2015-09-01	2016-05-31
Fortune Asset Management Limited (HK)	Rep	Asset management	2013-11-15	2014-12-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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