| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | RO | Dealing in futures contracts | 2026-09-21 | - |
| RO | Dealing in securities | 2026-09-21 | - | |
| UBS SECURITIES HONG KONG LIMITED | RO | Dealing in futures contracts | 2026-09-21 | - |
| RO | Dealing in securities | 2026-09-21 | - | |
| Rep | Dealing in futures contracts | 2016-12-19 | 2026-09-21 | |
| Rep | Dealing in securities | 2016-12-19 | 2026-09-21 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-11-18 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-11-18 | 2026-09-21 |
| Rep | Dealing in securities | 2013-11-18 | 2026-09-21 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-11-18 | 2016-12-18 |
No HKMA registrations in the collected records.