Personnel Hong Kong SFC License Details (ID 2166509)

Personnel Hong Kong SFC License Details (ID 2166509)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arrowpoint Investment Partners (Hong Kong) Limited	Rep	Asset management	2026-04-09	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2020-11-03	2023-08-01
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2016-05-10	2020-07-13
	Rep	Dealing in securities	2016-05-10	2020-07-13
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2015-09-29	2015-10-30
	Rep	Advising on securities	2015-09-29	2015-10-30
	Rep	Dealing in futures contracts	2015-09-29	2015-10-30
	Rep	Dealing in securities	2015-09-29	2015-10-30
	Rep	Advising on futures contracts	2014-10-27	2014-11-07
	Rep	Advising on securities	2014-10-27	2014-11-07
	Rep	Dealing in futures contracts	2014-10-27	2014-11-07
	Rep	Dealing in securities	2014-10-27	2014-11-07
	Rep	Advising on futures contracts	2013-11-20	2014-01-03
	Rep	Advising on securities	2013-11-20	2014-01-03
	Rep	Dealing in futures contracts	2013-11-20	2014-01-03
	Rep	Dealing in securities	2013-11-20	2014-01-03