Personnel Hong Kong SFC License Details (ID 21666762)

Personnel Hong Kong SFC License Details (ID 21666762)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OPTIVER TRADING HONG KONG LIMITED	RO	Dealing in futures contracts	2025-03-07	-
	RO	Dealing in securities	2025-03-07	-
	Rep	Dealing in futures contracts	2018-10-24	2025-03-07
	Rep	Dealing in securities	2018-10-24	2025-03-07
	Rep	Dealing in futures contracts	2018-08-03	2018-08-08
	Rep	Dealing in securities	2018-08-03	2018-08-08
Vantage Capital Markets HK Limited	RO	Dealing in futures contracts	2017-09-06	2018-06-29
	RO	Dealing in securities	2017-09-06	2018-06-29
	Rep	Dealing in securities	2014-12-16	2017-09-06
	Rep	Dealing in futures contracts	2014-04-01	2017-09-06