Personnel Hong Kong SFC License Details (ID 2167161)

Personnel Hong Kong SFC License Details (ID 2167161)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TIANLI FINANCIAL LIMITED	RO	Advising on securities	2018-05-21	2019-05-31
	RO	Asset management	2018-05-21	2019-05-31
	Rep	Advising on securities	2016-11-28	2018-05-21
	Rep	Asset management	2016-11-28	2018-05-21
EXS Capital Asia Limited	Rep	Advising on corporate finance	2014-04-03	2016-02-01
	Rep	Advising on securities	2014-04-03	2016-02-01
	Rep	Asset management	2014-04-03	2016-02-01
Shang International Finance Limited	Rep	Advising on corporate finance	2013-11-21	2014-01-05
	Rep	Advising on securities	2013-11-21	2014-01-05
	Rep	Dealing in securities	2013-11-21	2014-01-05