Personnel Hong Kong SFC License Details (ID 21684)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Asia Joyful Limited	RO	Advising on securities	2020-01-31	-
	RO	Asset management	2016-09-20	-
CHI SHUN LIMITED	RO	Asset management	2014-10-29	2015-12-01
RaffAello Capital Limited	RO	Advising on corporate finance	2012-07-05	2016-09-08
SPDB International Holdings Limited	RO	Advising on corporate finance	2009-09-18	2012-06-27
	Rep	Advising on corporate finance	2009-07-02	2009-09-18
	Rep	Asset management	2009-07-02	2012-06-27
REXCAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2007-01-17	2007-12-01
CHINA RICH ASSET MANAGEMENT LIMITED	RO	Advising on securities	2006-03-29	2009-01-10
DRAKE &AMP; MORGAN LIMITED	RO	Dealing in securities	2005-04-12	2008-10-18
CHINA RICH ASSET MANAGEMENT LIMITED	RO	Asset management	2004-10-14	2009-01-10
REXCAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2004-10-14	2009-01-10
CHINA RICH ASSET MANAGEMENT LIMITED	Rep	Asset management	2004-09-14	2004-10-14
	Rep	Advising on securities	2004-09-14	2006-03-29
REXCAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2004-09-14	2004-10-14
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2004-09-14	2006-12-29
FIRST SECURITIES (HK) LIMITED	RO	Advising on corporate finance	2003-12-09	2004-09-02
	RO	Advising on securities	2003-12-09	2004-09-02
	RO	Asset management	2003-12-09	2004-09-02
	RO	Dealing in securities	2003-12-09	2004-09-02
	Rep	Advising on corporate finance	2003-04-01	2003-12-09
	Rep	Advising on securities	2003-04-01	2003-12-09
	Rep	Asset management	2003-04-01	2003-12-09
	Rep	Dealing in securities	2003-04-01	2003-12-09