Personnel Hong Kong SFC License Details (ID 21696178)

Personnel Hong Kong SFC License Details (ID 21696178)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-07-25	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2025-07-25	-
	Rep	Dealing in securities	2025-07-25	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-12-20	2024-06-19
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-12-20	2024-06-19
	Rep	Dealing in securities	2019-12-20	2024-06-19
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2018-08-08	2019-08-12
	Rep	Dealing in securities	2018-08-08	2019-08-12