Personnel Hong Kong SFC License Details (ID 2169784)

Personnel Hong Kong SFC License Details (ID 2169784)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2024-11-22	-
CMB International Capital Limited	Rep	Advising on corporate finance	2017-08-15	-
	Rep	Dealing in securities	2017-08-15	-
Zhongrong International Capital Management Limited	Rep	Advising on securities	2016-05-06	2017-01-09
	Rep	Asset management	2016-05-06	2017-01-09
RED CAPITAL GROUP LIMITED	Rep	Advising on corporate finance	2014-11-04	2016-01-15
	Rep	Advising on securities	2014-11-04	2016-01-15
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2013-11-26	2014-08-11
	Rep	Dealing in securities	2013-11-26	2014-08-11