Personnel Hong Kong SFC License Details (ID 2169791)

Personnel Hong Kong SFC License Details (ID 2169791)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PEGASUS FUND MANAGERS LIMITED	Rep	Advising on securities	2018-05-17	-
	Rep	Asset management	2018-05-17	-
	Rep	Dealing in securities	2018-05-17	-
Sun International Investment Services Limited	Rep	Asset management	2018-02-12	2018-05-03
	Rep	Advising on securities	2017-08-16	2018-05-03
	Rep	Dealing in securities	2017-08-16	2018-05-03
	Rep	Advising on securities	2017-04-10	2017-07-31
	Rep	Dealing in securities	2017-04-10	2017-07-31
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-11-26	2017-03-31