Personnel SFC Licences and HKMA Registrations (ID 21698226)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2022-08-12	-
	Rep	Asset management	2022-08-12	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2022-08-12	-
	Rep	Asset management	2022-08-12	-
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2022-07-05	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2022-07-05	-
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2018-08-09	2022-06-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.