Personnel Hong Kong SFC License Details (ID 2170285)

Personnel Hong Kong SFC License Details (ID 2170285)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2025-03-10	2025-03-12
	Rep	Dealing in securities	2025-03-10	2025-03-12
	Rep	Dealing in futures contracts	2023-11-24	2023-11-29
	Rep	Dealing in securities	2023-11-24	2023-11-29
	Rep	Dealing in futures contracts	2017-06-01	2017-06-07
	Rep	Dealing in securities	2017-06-01	2017-06-07
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2017-02-27	2017-03-30
	Rep	Dealing in securities	2017-02-27	2017-03-30
	Rep	Dealing in futures contracts	2016-01-27	2016-01-29
	Rep	Dealing in securities	2016-01-27	2016-01-29
	Rep	Dealing in futures contracts	2015-11-27	2015-12-04
	Rep	Dealing in securities	2015-11-27	2015-12-04
	Rep	Dealing in futures contracts	2013-11-27	2013-11-29
	Rep	Dealing in securities	2013-11-27	2013-11-29