| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2022-05-10 | - |
| Rep | Dealing in securities | 2022-05-10 | - |
| TP ICAP MARKETS (HONG KONG) LIMITED | Rep | Providing automated trading services | 2019-12-10 | 2022-02-07 |
| Rep | Dealing in futures contracts | 2019-12-10 | 2022-02-07 |
| Rep | Dealing in securities | 2019-12-10 | 2022-02-07 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-09-21 | 2018-09-28 |
| Rep | Dealing in securities | 2015-09-21 | 2018-09-28 |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2013-11-29 | 2015-08-07 |
| Rep | Dealing in securities | 2013-11-29 | 2015-08-07 |