Personnel Hong Kong SFC License Details (ID 2172828)

Personnel Hong Kong SFC License Details (ID 2172828)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIL Investment Management (Hong Kong) Limited	RO	Asset management	2022-01-14	-
	RO	Dealing in futures contracts	2022-01-14	-
	RO	Dealing in securities	2022-01-14	-
FIL Investment Advisors	Rep	Asset management	2021-11-19	-
FIL Investment Management (Hong Kong) Limited	Rep	Asset management	2021-11-19	2022-01-14
	Rep	Dealing in futures contracts	2021-11-19	2022-01-14
	Rep	Dealing in securities	2021-11-19	2022-01-14
AXA Investment Managers Asia Limited	RO	Leveraged foreign exchange trading	2020-01-09	2021-09-23
	RO	Asset management	2019-07-24	2021-09-23
	RO	Dealing in securities	2018-04-10	2021-09-23
	RO	Dealing in futures contracts	2018-02-09	2021-09-23
BNP PARIBAS ASSET MANAGEMENT CHORUS	Rep	Asset management	2017-04-12	2021-09-23
AXA Investment Managers Asia Limited	Rep	Dealing in securities	2014-09-29	2018-04-10
	Rep	Asset management	2013-12-02	2019-07-24
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Asset management	2013-12-02	2017-08-11