Personnel Hong Kong SFC License Details (ID 2172830)

Personnel Hong Kong SFC License Details (ID 2172830)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TIGER BROKERS (HK) GLOBAL LIMITED	Rep	Dealing in futures contracts	2022-07-04	2024-11-25
	Rep	Dealing in securities	2022-07-04	2024-11-25
Magpie Securities Limited (HK)	Rep	Dealing in futures contracts	2021-09-21	2022-05-11
	Rep	Dealing in securities	2021-08-24	2022-05-11
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-04-20	2021-05-21
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2016-06-15	2017-04-07
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-06-15	2017-04-07
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2014-01-29	2015-07-01
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2013-12-02	2015-07-01