| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| THE CORE SECURITIES COMPANY LIMITED | RO | Advising on securities | 2026-09-18 | - |
| RO | Asset management | 2026-09-18 | - | |
| RO | Dealing in securities | 2026-09-18 | - | |
| Rep | Advising on securities | 2026-09-01 | 2026-09-18 | |
| Rep | Asset management | 2026-09-01 | 2026-09-18 | |
| Rep | Dealing in securities | 2026-09-01 | 2026-09-18 | |
| AWM Asset Management Limited | RO | Advising on securities | 2026-05-18 | 2026-07-31 |
| RO | Asset management | 2026-05-18 | 2026-07-31 | |
| Rep | Advising on securities | 2026-03-24 | 2026-05-18 | |
| Rep | Asset management | 2026-03-24 | 2026-05-18 | |
| RIME Capital Limited | RO | Dealing in securities | 2020-09-16 | 2023-06-24 |
| RO | Advising on securities | 2020-05-28 | 2023-06-24 | |
| RO | Asset management | 2020-05-28 | 2023-06-24 | |
| Rep | Advising on securities | 2020-03-20 | 2020-05-28 | |
| Rep | Asset management | 2020-03-20 | 2020-05-28 | |
| ShanZe Asset Management (Hong Kong) Limited | RO | Advising on securities | 2019-03-07 | 2019-11-30 |
| RO | Asset management | 2019-03-07 | 2019-11-30 | |
| Superfund Financial (Hong Kong) Limited | RO | Advising on securities | 2017-09-20 | 2019-02-28 |
| RO | Dealing in securities | 2017-09-20 | 2019-02-28 | |
| Rep | Advising on securities | 2017-08-29 | 2017-09-20 | |
| Rep | Dealing in securities | 2017-08-29 | 2017-09-20 | |
| iFAST Financial (HK) Limited | Rep | Advising on securities | 2013-12-02 | 2017-05-02 |
| Rep | Dealing in securities | 2013-12-02 | 2017-05-02 | |
| iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2013-12-02 | 2017-05-02 |
| Rep | Dealing in securities | 2013-12-02 | 2017-05-02 |
No HKMA registrations in the collected records.