| Bradbury Securities Limited | RO | Advising on securities | 2025-09-10 | 2026-03-16 |
| RO | Dealing in securities | 2025-09-10 | 2026-03-16 |
| Rep | Advising on securities | 2025-09-09 | 2025-09-10 |
| Rep | Dealing in securities | 2025-09-09 | 2025-09-10 |
| Wealth Link Securities Limited | RO | Advising on securities | 2024-01-03 | 2025-08-31 |
| RO | Dealing in securities | 2024-01-03 | 2025-08-31 |
| Rep | Advising on securities | 2023-11-29 | 2024-01-03 |
| Rep | Dealing in securities | 2023-11-29 | 2024-01-03 |
| SUNHIGH FINANCIAL HOLDINGS LIMITED | Rep | Advising on securities | 2019-07-15 | 2023-10-25 |
| Rep | Asset management | 2019-07-15 | 2023-10-25 |
| RO | Dealing in securities | 2018-08-30 | 2023-10-25 |
| Rep | Dealing in securities | 2018-08-09 | 2018-08-30 |
| Hafoo Futures Limited | Rep | Advising on futures contracts | 2018-02-27 | 2018-06-03 |
| Rep | Dealing in futures contracts | 2018-02-27 | 2018-06-03 |
| Hafoo Securities Limited | Rep | Dealing in securities | 2015-10-06 | 2018-06-03 |
| HGNH International Forex Co., Limited | Rep | Leveraged foreign exchange trading | 2014-06-24 | 2015-09-18 |
| HGNH International Securities Co., Limited | Rep | Dealing in securities | 2014-02-28 | 2015-09-18 |
| HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2013-12-02 | 2015-09-18 |