Personnel Hong Kong SFC License Details (ID 2175997)

Personnel Hong Kong SFC License Details (ID 2175997)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2025-04-03	-
	Rep	Dealing in securities	2021-06-23	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2021-06-23	-
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2018-04-27	2019-01-25
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-10-12	2021-05-21
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2017-10-12	2021-05-21
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2016-05-31	2017-09-26
SOUTH CHINA COMMODITIES LIMITED	Rep	Dealing in futures contracts	2013-12-06	2016-04-29
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2013-12-06	2016-04-29