Personnel Hong Kong SFC License Details (ID 2176042)

Personnel Hong Kong SFC License Details (ID 2176042)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZENITH INNOVATION FINANCIAL GROUP LIMITED	RO	Advising on securities	2022-06-27	2026-01-09
	RO	Asset management	2022-06-27	2026-01-09
	Rep	Advising on securities	2022-05-24	2022-06-27
	Rep	Asset management	2022-05-24	2022-06-27
KAISER CAPITAL MANAGEMENT LIMITED	RO	Asset management	2021-02-19	2022-01-31
	Rep	Advising on securities	2020-09-01	2022-01-31
KAISER FUTURES LIMITED	Rep	Dealing in futures contracts	2020-09-01	2022-01-31
KAISER SECURITIES LIMITED	Rep	Dealing in securities	2020-09-01	2022-01-31
KAISER CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2020-07-06	2021-02-19