Personnel Hong Kong SFC License Details (ID 2176893)

Personnel Hong Kong SFC License Details (ID 2176893)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-02-26	2022-08-12
	Rep	Advising on securities	2019-01-25	2022-08-12
	Rep	Asset management	2019-01-25	2022-08-12
DeepBlue Global Investment Limited	RO	Advising on securities	2017-06-06	2018-12-20
	RO	Asset management	2017-06-06	2018-12-20
	Rep	Advising on securities	2017-03-10	2017-06-06
	Rep	Asset management	2017-03-10	2017-06-06
Fosun International Securities Limited	Rep	Asset management	2015-05-04	2017-03-02
	Rep	Dealing in securities	2015-05-04	2017-03-02
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2014-12-03	2015-01-08
	Rep	Dealing in securities	2014-12-03	2015-01-08
BOCOM International Asset Management Limited	Rep	Asset management	2013-12-09	2015-01-08