| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| PineBridge Investments Hong Kong Limited | Rep | Asset management | 2022-09-02 | - |
| Rep | Dealing in securities | 2022-09-02 | - | |
| PineBridge Investments Asia Limited | Rep | Advising on securities | 2016-06-20 | - |
| Rep | Asset management | 2016-06-20 | - | |
| Rep | Dealing in securities | 2016-06-20 | - | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-12-09 | 2016-06-03 |
| Rep | Dealing in securities | 2013-12-09 | 2016-06-03 | |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-12-09 | 2016-06-03 |
No HKMA registrations in the collected records.