Personnel Hong Kong SFC License Details (ID 2178346)

Personnel Hong Kong SFC License Details (ID 2178346)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PELICAN FINANCIAL LIMITED	Rep	Advising on corporate finance	2023-07-25	-
ASIAN CAPITAL LIMITED	Rep	Advising on corporate finance	2022-07-19	2022-09-20
	Rep	Dealing in securities	2022-07-19	2022-09-20
RaffAello Capital Limited	Rep	Advising on corporate finance	2021-01-20	2022-06-20
KINGSWAY CAPITAL LIMITED	Rep	Dealing in securities	2017-10-12	2020-10-05
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2017-10-12	2020-10-05
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2017-09-11	2020-10-05
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	Rep	Advising on corporate finance	2017-03-21	2017-05-09
F.E. Corporate Finance Advisory Limited	Rep	Advising on corporate finance	2013-12-11	2016-09-15