| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Advising on securities | 2019-06-04 | - |
| RO | Dealing in securities | 2019-01-16 | - | |
| Rep | Dealing in securities | 2017-10-03 | 2019-01-16 | |
| KGI Asset Management Limited | Rep | Asset management | 2017-02-06 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-10-24 | - |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2013-12-12 | 2017-10-02 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-12-12 | 2017-10-02 |