Personnel Hong Kong SFC License Details (ID 21802387)

Personnel Hong Kong SFC License Details (ID 21802387)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2025-04-17	2025-04-25
	Rep	Dealing in securities	2025-04-17	2025-04-25
	Rep	Dealing in futures contracts	2023-11-28	2023-12-01
	Rep	Dealing in securities	2023-11-28	2023-12-01
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2019-06-25	2019-07-19
	Rep	Dealing in securities	2019-06-25	2019-07-19
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2019-06-25	2019-07-19
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-08-10	2018-09-14
	Rep	Dealing in securities	2018-08-10	2018-09-14
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2018-08-10	2018-09-14